Investments





2014 - Q4

Issuer Security Description Cost
('000)
Fair
Value
('000)
Aptose Biosciences Inc. (formerly Lorus Therapeutics Inc.)
APS:TSX
Technology and Other
874,300 common shares
5,275 6,006
Augusta Industries Inc.
AAO:TSXV
Technology and Other
57,691,744 common shares
6,666,667 warrants expire Jan 25, 2015
1,111,111 warrants expire Dec 31, 2016
5,617 6,807
Canadian Spirit Resources Inc.
EHT:TSXV
Oil & Gas
6,600,000 common shares
4,428 1,320
Enerdynamic Hybrid Tech Corp.
EHT:TSXV
Technology and Other
3,500,000 common shares
3,500,000 warrants expire Aug 29, 2015
875 2,030
Gold Canyon Resources Inc.
GCU:TSXV
Precious Metals
19,811,500 common shares
750,000 warrants expire Aug 19, 2015
13,446 2,277
Keek Inc.
KEK:TSXV
Technology and Other
42,827,027 common shares
3,000,000 promissory note
3,000,000 warrants expire Nov 5, 2017
12,835 6,119
Latin American Minerals Inc.
LAT:TSXV
Precious Metals
28,200,000 common shares
1,500,000 warrants expire Feb 6, 2015
1,000,000 warrants expire Sep 10, 2015
7,913 1,974
LeoNovus Inc.
LTV:TSXV
Technology and Other
10,907,000 common shares
3,000,000 warrants expire Mar 4, 2015
2,500,000 warrants expire Aug 19, 2015
4,000,000 warrants expire Jan 21, 2016
2,305 2,290
Lithium Americas Corp.
LAC:TSX
Potash, Lithium and Rare Earths
14,365,000 common shares
500,000 warrants expire Jan 06, 2015
10,046 4,022
Mega Precious Metals Inc.
MGP:TSXV
Precious Metals
23,750,000 common shares
2,000,000 warrants expire Jan 16, 2016
8,048 1,069
Mega Uranium Ltd.
MGA:TSX
Uranium
11,370,000 common shares
8,050 1,320
Nexgen Energy Ltd.
NXE:TSXV
Uranium
9,500,000 common shares
250,000 warrants expire Feb 28, 2015
250,000 warrants expire Mar 12, 2015
500,000 warrants expire Apr 19, 2015
250,000 warrants expire Mar 26, 2016
3,550 3,631
Poet Technologies Inc.
PTK:TSXV
Technology and Other
11,346,185 common shares
1,500,000 warrants expire Feb 14, 2015
2,500,000 warrants expire Sep 13, 2015
1,000,000 warrants expire Sep 27, 2015
2,775,385 warrants expire Feb 12, 2016
8,328 22,792
Portage Biotech Inc.
PBT.U:CNSX
Technology and Other
7,500,107 common shares
2,500,000 warrants expire Jan 29, 2015
1,500,000 warrants expire Mar 29, 2015
1,325 1,158
Potash Ridge Corp.
PRK:TSX
Potash, Lithium and Rare Earths
11,024,500 common shares
3,291 1,874
Sphere 3D Corp.
ANY:NASDAQ
Technology and Other
2,849,164 common shares
250,000 warrants expire Nov 12, 2015
52,500 warrants expire Jun 3, 2016
21,004 17,750
©Copyright 2012 Pinetree Capital Ltd.